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CRISPR Therapeutics AG Director's Dealing 2017

Sep 8, 2017

30936_dirs_2017-09-07_5ffd10be-32a0-465f-8b22-0df173e422b2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2017-09-05

Reporting Person: Versant Venture Capital IV, L.P. (10% Owner)
Reporting Person: Versant Side Fund IV, L.P. (10% Owner)
Reporting Person: Versant Venture Capital V, L.P. (10% Owner)
Reporting Person: Versant Affiliates Fund V, L.P. (10% Owner)
Reporting Person: Versant Ophthalmic Affiliates I, L.P. (10% Owner)
Reporting Person: Versant Venture Capital V (Canada), LP (10% Owner)
Reporting Person: Versant Ventures IV, LLC (10% Owner)
Reporting Person: Versant Ventures V, LLC (10% Owner)
Reporting Person: Versant Ventures V (Canada), L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-05 Common Stock J 1368013 $0.00 Disposed 2736032 Indirect
2017-09-05 Common Stock J 8110 $0.00 Disposed 16224 Indirect
2017-09-05 Common Stock J 814599 $0.00 Disposed 1629204 Indirect
2017-09-05 Common Stock J 23899 $0.00 Disposed 47801 Indirect
2017-09-05 Common Stock J 61993 $0.00 Disposed 123994 Indirect
2017-09-05 Common Stock J 26491 $0.00 Disposed 52987 Indirect
2017-09-05 Common Stock J 292529 $0.00 Acquired 292529 Indirect
2017-09-05 Common Stock J 292529 $0.00 Disposed 0 Indirect
2017-09-05 Common Stock J 17283 $0.00 Acquired 17283 Indirect
2017-09-05 Common Stock J 17283 $0.00 Disposed 0 Indirect
2017-09-05 Common Stock J 1240 $0.00 Acquired 1240 Indirect
2017-09-05 Common Stock J 1240 $0.00 Disposed 0 Indirect

Footnotes

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("VVC IV") without consideration to its partners.

F2: These securities are held of record by VVC IV. Versant Ventures IV, LLC ("VV IV") is the sole general partner of VVC IV and may be deemed to have voting and investment power over the securities held by VVC IV and as a result may be deemed to have beneficial ownership over such securities, however, VV IV disclaims beneficial ownership of the securities held by VVC IV, except to the extent of its pecuniary interest therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("VSF IV") without consideration to its partners.

F4: These securities are held of record by VSF IV. VV IV is the sole general partner of VSF IV and may be deemed to have voting and investment power over the securities held by VSF IV and as a result may be deemed to have beneficial ownership over such securities, however, VV IV disclaims beneficial ownership of the securities held by VSF IV, except to the extent of its pecuniary interest therein.

F5: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital V, L.P. ("VVC V") without consideration to its partners.

F6: These securities are held of record by VVC V. Versant Ventures V, LLC ("VV V") is the sole general partner of VVC V and may be deemed to have voting and investment power over the securities held by VVC V and as a result may be deemed to have beneficial ownership over such securities, however, VV V disclaims beneficial ownership of the securities held by VVC V, except to the extent of its pecuniary interest therein.

F7: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Affiliates Fund V, L.P. ("VAF V") without consideration to its partners.

F8: These securities are held of record by VAF V. VV V is the sole general partner of VAF V and may be deemed to have voting and investment power over the securities held by VAF V and as a result may be deemed to have beneficial ownership over such securities, however, VV V disclaims beneficial ownership of the securities held by VAF V, except to the extent of its pecuniary interest therein.

F9: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital V (Canada) LP ("VVC CAN") without consideration to its partners.

F10: These securities are held of record by VVC CAN. Versant Ventures V GP-GP (Canada), Inc. ("VV V CAN GP") is the sole general partner of Versant Ventures V (Canada), L.P. ("VV V CAN") and VV V CAN is the sole general partner of VVC CAN. VV V CAN GP and VV V CAN may be deemed to have voting and investment power over the securities held by VVC CAN and as a result may be deemed to have beneficial ownership over such securities, however, each disclaim beneficial ownership of the securities held by VVC CAN, except to the extent of their respective pecuniary interests therein.

F11: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Ophthalmic Affiliates Fund I, L.P. ("VOA") without consideration to its partners.

F12: These securities are held of record by VOA. VV V is the sole general partner of VOA and may be deemed to have voting and investment power over the securities held by VOA and as a result may be deemed to have beneficial ownership over such securities, however, VV V disclaims beneficial ownership of the securities held by VOA, except to the extent of its pecuniary interest therein.

F13: Represents a change in the form of ownership of VV IV by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC IV and VSF IV.

F14: The shares are held VV IV.

F15: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by VV IV without consideration to its members.

F16: Represents a change in the form of ownership of VV V by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC V, VAF V and VOA.

F17: The shares are held VV V.

F18: . Represents a pro-rata in-kind distribution of Common Stock of the Issuer by VV V without consideration to its members.

F19: Represents a change in the form of ownership of VV V CAN by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC CAN.

F20: The shares are held VV V CAN.

F21: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by VV V CAN without consideration to its partners.