CRISIL Ltd. — Regulatory Filings 2021

Feb 17, 2021

February 17, 2021

Listing Department National Stock Exchange of India Ltd. Exchange Plaza, 5[th] floor Plot No. C/1, G Block Bandra-Kurla Complex Bandra (East) Mumbai 400 051

Listing Department BSE Limited P J Towers Dalal Street Mumbai 400 001

Dear Sirs,

Sub.: Annual Secretarial Compliance Report for year ended December 31, 2020

Pursuant to Regulation 24A of SEBI (Lining Obligations and Disclosure Requirement) Regulations, 20l5 ("SEBI Regulations, 2015"), enclosed herewith is the Annual Secretarial Compliance Report for the year ended December 31, 2020.

Kindly take the same on record.

Yours faithfully, For CRISIL Limited Digitally signed MINAL by MINAL AMIT AMIT BHOSALE Date: BHOSALE 2021.02.17 15:26:09 +05'30' Minal Bhosale Company Secretary ACS 12999

Encl.: a/a

CRISIL Limited

Corporate Identity Number: L67120MH1987PLC042363

Registered Office: CRISIL House, Central Avenue, Hiranandani Business Park, Powai, Mumbai - 400076. Phone: +91 22 3342 3000 | Fax: +91 22 3342 3001 www.crisil.com

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MAKARAND M. JOSHI & CO. Company Secretaries

Ecstasy, 803-804, 8th Floor, City of Joy, JSD Road, Mulund (W), Mumbai- 400080 (T) 21678100

Secretarial Compliance Report of Crisil Limited

For Financial year ended 31st December, 2020

To, The Members, Crisil Limited, Crisil House, Central A venue, Hiranandani Business Park, Powai, Mumbai- 400076

We, M/s. Makarand M. Joshi & Co., Practicing Company Secretaries, have examined:

(a) all the documents and records made available to us and explanation provided by Crisil Limited ('the listed entity'),

(b) the filings/ submissions made by the listed entity to the Stock Exchanges,

(c) website of the listed entity,

(d) any other document/filing, as may be relevant, which has been relied upon to make this certification, for the year ended 2020 ('Review Period') in respect of compliance with tlw provisions of:

(a) the Securities and Exchange Board of India Act, 1992 ('SEBI Act') and the Regulations, circulars, guidelines issued thereunder; and

(b) the Securities Contracts (Regulation) Act, 1956 ('SCRA'), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ('SEBI');

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

• a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;

• b) Securities and Exchange Board of India (Issue of Came· m ;u Requirements) Regulations, 2018; (Not Applicable to the Audit Period)

• c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;

• d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; - (Not Applicable to the Company during the Audit Period)

• e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014;

• f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; (Not Applicable to the Company during the Audit Period)

• g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013; (Not Applicable to the Company during the Audit Period)

• h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;

• i) The Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 regarding the Companies Act, 2013 and dealing with client;

• j[)] The Securities and Exchange Board of India (Research Analysts) Regulations, 2014;

• k) The Securities and Exchange Board of India (Credit Rating Agencies), Regulations, 1999

and circulars/ guidelines issued thereunder and based on the above examination, we hereby report that, during the Review Period:

• (a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:

Compliance Requirement (Regulations/	Deviations	Remarks	of	the
circulars/ guidelines including specific		Practicing	Company
clause)		Secretary
Not Applicable

(b) The listed entity has maintained proper records under the prov1s1ons of the above Regulations and circulars/ guidelines issued thereunder in so far as it appears from our examination of those records.

(c) The following are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder

Sr. No. Action taken by Details of Details of action violation

-1

debarment, etc. Company Secretary, if an Not A

(d) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	Observations of the	Observations	Actionstaken by	Comments of the
	Practicing Company	made in the	the listed entity, if	Practicing Company
	Secretary in the	secretarial	any	Secretary on the
	previous reports	compliance		actions taken by the
		report		listed entity
		Not Applicable			I

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PCS No. 6667 CPNo. 6690 UDIN: F006667B002814175 Peer review No: P2009MH007000 Place: Mumbai Date: 12/02/2021