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CRESCENT BIOPHARMA, INC.

Regulatory Filings Nov 4, 2016

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8-K 1 glyc_currentfolio8k.htm 8-K HTML document created with Merrill Bridge 6.3.135.0 Created on: 11/4/2016 7:41:17 AM glyc_Current_Folio_8K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8‑K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 4, 2016

GlycoMimetics, Inc.

(Exact name of registrant as specified in its charter)

Delaware 001-36177 06-1686563
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

9708 Medical Center Drive

Rockville, MD 20850

(Address of principal executive offices, including zip code)

(240) 243-1201

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 Results of Operations and Financial Condition.

On November 4, 2016, GlycoMimetics, Inc. (the “ Registrant ”) issued a press release announcing its financial results for the quarter ended September 30, 2016. A copy of this press release is furnished herewith as Exhibit 99.1 to this Current Report and is incorporated herein by reference.

In accordance with General Instruction B.2. of Form 8-K, the information in this Item 2.02, and Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any of the Registrant’s filings under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any incorporation language in such a filing, except as expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit
Number Exhibit Description
99.1 Press Release, dated November 4, 2016, “GlycoMimetics Reports Third Quarter 2016 Results and Progress in Clinical Development.”

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

GLYCOMIMETICS, INC.
By: /s/ Brian M. Hahn
Date: November 4, 2016 Brian M. Hahn Chief Financial Officer

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EXHIBIT INDEX

Exhibit
Number Exhibit Description
99.1 Press Release, dated November 4, 2016, “GlycoMimetics Reports Third Quarter 2016 Results and Progress in Clinical Development.”

4

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