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CRESCENT BIOPHARMA, INC. — Director's Dealing 2014
Dec 23, 2014
33678_dirs_2014-12-23_fd5e9008-e3fa-4591-a330-de33242bc07c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLYCOMIMETICS INC (GLYC)
CIK: 0001253689
Period of Report: 2014-12-19
Reporting Person: HENOS MICHAEL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-19 | Common Stock | S | 10598 | $8.6127 | Disposed | 480113 | Indirect |
| 2014-12-22 | Common Stock | S | 10659 | $8.4354 | Disposed | 469454 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12562 | Direct |
| Common Stock | 22668 | Indirect |
Footnotes
F1: The common stock was sold in a series of open market transactions on the transaction date with a volume weighted average sale price of $8.6127. The range of sale prices for the transactions reported was $8.51 to $8.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Shares are held of record by Alliance Technology Ventures III, L.P. ("ATV III"). The reporting person is a manager of ATV III Partners, LLC, the general partner of ATV III and shares voting and investment power with respect to the securities held by ATV III, but disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
F3: The common stock was sold in a series of open market transactions on the transaction date with a volume weighted average sale price of $8.4354. The range of sale prices for the transactions reported was $8.00 to $8.645 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.