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Credo Technology Group Holding Ltd — Director's Dealing 2022
Jan 27, 2022
30210_dirs_2022-01-26_0b5bd337-8ce3-48cd-84e6-9307b3888bcc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Credo Technology Group Holding Ltd (CRDO)
CIK: 0001807794
Period of Report: 2022-01-26
Reporting Person: TAN LIP BU (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1500000 | Indirect |
| Ordinary Shares | 1500000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Shares | $ | Ordinary Shares (1500000) | Indirect | ||
| Series A Convertible Preferred Shares | $ | Ordinary Shares (1500000) | Indirect | ||
| Series B Convertible Preferred Shares | $ | Ordinary Shares (2386846) | Indirect | ||
| Series B Convertible Preferred Shares | $ | Ordinary Shares (1193423) | Indirect | ||
| Series D Convertible Preferred Shares | $ | Ordinary Shares (160220) | Indirect | ||
| Series D Convertible Preferred Shares | $ | Ordinary Shares (200276) | Indirect | ||
| Series D Convertible Preferred Shares | $ | Ordinary Shares (1542127) | Indirect | ||
| Series D+ Convertible Preferred Shares | $ | Ordinary Shares (93516) | Indirect | ||
| Series D+ Convertible Preferred Shares | $ | Ordinary Shares (324405) | Indirect | ||
| Series D+ Convertible Preferred Shares | $ | Ordinary Shares (658236) | Indirect | ||
| Series D+ Convertible Preferred Shares | $ | Ordinary Shares (500658) | Indirect |
Footnotes
F1: The Reporting Person is the Managing Director of Celesta Capital GP II, Ltd., which is the general partner of Celesta Capital II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F2: The Reporting Person is the Managing Director of China Walden Venture Investment II G.P., Ltd., which is the general partner of China Walden Venture Investments II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
F3: Each Series A Convertible Preferred Share, Series B Convertible Preferred Share, Series D Convertible Preferred Share and Series D+ Convertible Preferred Share (collectively, the "Preferred Shares") is convertible into Ordinary Shares of the Issuer on a one-for-one basis and has no expiration date. Effective immediately prior to the closing of the Issuer's initial public offering, each Preferred Share will automatically convert into one Ordinary Share.
F4: The Reporting Person is the Manager of A&E Investment LLC, an entity owned by the Reporting Person's family trust for which the Reporting Person is a joint trustee.
F5: The Reporting Person is the Managing Director of Celesta Capital GP III, LLC, which is the general partner of Celesta Capital III, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.