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CREATIVE REALITIES, INC. — Director's Dealing 2023
Apr 4, 2023
34876_dirs_2023-04-03_20267289-c111-417a-9a0f-ad1cf351033b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CREATIVE REALITIES, INC. (CREX)
CIK: 0001356093
Period of Report: 2023-03-30
Reporting Person: MILLS RICHARD C (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 247712 | Direct |
| Common Stock | 29326 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $7.59 | 2030-05-20 | Common Stock (106667) | 160000 | Direct |
Footnotes
F1: Issuer effectuated a 1:3 Reverse Stock Split on 03/27/2023. Amounts reflected in Table I and Table II of this Form 4 reflect post-split amounts.
F2: The Reporting Person is a principal of RFK Communications, LLC and has voting and investment power for this entity.
F3: On June 1, 2020, the reporting person was granted an option to purchase 480,000 shares of common stock, which equals 160,000 shares of common stock post-split. The option vests in three equal annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2020, 2021, and 2022. The performance criteria for 2022 have been met, as reported in Column 7 and included in Column 9 with previously vested and reported shares of grant.