CREATIVE REALITIES, INC. — Director's Dealing 2019

Jan 3, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CREATIVE REALITIES, INC. (CREX)
CIK: 0001356093
Period of Report: 2018-09-07

Reporting Person: Manko Joseph M. Jr. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Direct
Common Stock	166073	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$7.65		Common Stock (116118)		Indirect
2014 Warrants	$7.36	2019-08-21	Common Stock (31250)		Indirect
2015 Warrants	$6.26	2020-12-28	Common Stock (8929)		Indirect

Footnotes

F1: Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.

F2: Currently exercisable. Subject to a conversion cap that precludes the holder from converting the shares into common stock to the extent that the holder would, after such conversion or exercise, beneficially own in excess of 4.99% of the outstanding common stock of the Issuer.

F3: No expiration date.

F4: 138,297 shares of Series A Preferred Stock is convertible into 116,118 shares of common stock (as adjusted for a 1 for 30 reverse stock split on 10/27/2018).