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CREATIVE REALITIES, INC. Director's Dealing 2016

Dec 12, 2016

34876_dirs_2016-12-12_76b83279-11d6-4b1d-bbab-7d7bdd689f22.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CREATIVE REALITIES, INC. (CREX)
CIK: 0001356093
Period of Report: 2016-05-03

Reporting Person: BERTRAND ERIC J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-08 Common Stock P 19000 $0.15 Acquired 19000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-03 Secured Convertible Promissory Note $ P 2110371 Acquired 2017-10-15 Common Stock (2110371) Indirect
2016-05-03 Warrants to purchase common stock $0.28 P 892857 Acquired 2021-05-03 Common Stock (892857) Indirect

Footnotes

F1: Purchase involved a Secured Convertible Promissory Note for $500,000, which is convertible into approximately 2,110,371 shares of Common Stock; and a Warrant to purchase 892,857 shares of Common Stock. The Warrant contains provisions blocking exercise if such exercise would result in the purchaser holding more than 4.99% of the Issuer's shares outstanding.

F2: The Reporting Person is a principal of Lincoln Road Media Partners LLC and has voting and investment power for this entity.