Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CREATIVE REALITIES, INC. Director's Dealing 2014

Aug 29, 2014

34876_dirs_2014-08-29_8ffe87d9-2221-42b7-99be-9f6de5b55033.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3/A — Form 3/A

Issuer: WIRELESS RONIN TECHNOLOGIES INC (RNIN)
CIK: 0001356093
Period of Report: 2014-08-20

Reporting Person: COGUT CRAIG M (10% Owner)
Reporting Person: PEGASUS CAPITAL LLC (10% Owner)
Reporting Person: Pegasus Investors IV GP, LLC (10% Owner)
Reporting Person: Pegasus Investors IV, L.P. (10% Owner)
Reporting Person: PEGASUS PARTNERS IV LP (10% Owner)
Reporting Person: PEGASUS PARTNERS IV (AIV), L.P. (10% Owner)
Reporting Person: PP IV BSH, LLC (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A 6% Convertible Preferred Stock $0.40 Common Stock () Indirect

Footnotes

F1: The above line in Table II amends the disclosure regarding the preferred stock disclosed as Series A 5% Convertible Preferred Stock in the Form 3 filed on August 22, 2014. The number of shares of the Series A 6% Convertible Preferred Stock (the "Preferred Stock") of Wireless Ronin Technologies, Inc. (the "Issuer") that were acquired on August 20, 2014 by Slipstream Communications, LLC ("Slipstream Communications") pursuant to the Securities Purchase Agreement dated August 18, 2014, was 500,000 shares of Preferred Stock rather than 1,250,000 shares as was originally reported.

F2: (Continued from footnote 1) Each share of Preferred Stock will be convertible into shares of the Issuer's common stock at a price per share of common stock equal to $0.40, subject to certain anti-dilution adjustments described in the Certificate of Designation of the Series A 6% Convertible Preferred Stock. The 500,000 shares of Preferred Stock will be initially convertible into 1,250,000 shares of the Issuer's common stock. The shares of Preferred Stock will be convertible upon shareholder approval of an increase in the Issuer's authorized shares of common stock. The shares of Preferred Stock have no expiration date.

F3: BCOM Holdings, LP ("BCOM Holdings") may be deemed to indirectly beneficially own a portion of the Preferred Stock held directly by Slipstream Communications because BCOM Holdings may be deemed to have voting and dispositive power over such securities as the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. PP IV BSH, LLC ("PP IV BSH"), Pegasus Partners IV (AIV), L.P. ("Pegasus Partners (AIV)") and Pegasus Investors IV, L.P. ("Pegasus Investors") are the members of Business Services Holdings. Pegasus Partners IV, L.P. ("Pegasus Partners") is the sole member of PP IV BSH. Pegasus Investors is the general partner of each of Pegasus Partners (AIV) and Pegasus Partners and Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F4: (Continued from footnote 3) Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Craig Cogut. Slipstream Communications, BCOM Holdings, BCOM GP and Business Services Holdings are filing a separate amendment to Form 3. Each of BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaims beneficial ownership of any of the Issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of BCOM Holdings, BCOM GP, Business Services Holdings, PP IV BSH, Pegasus Partners (AIV), Pegasus Partners, Pegasus Investors, Pegasus Investors GP, Pegasus Capital or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.