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CREATIVE REALITIES, INC. — Director's Dealing 2010
Mar 19, 2010
34876_dirs_2010-03-19_ab5b8987-0628-40d2-a6b5-f0c8d822eea8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WIRELESS RONIN TECHNOLOGIES INC (RNIN)
CIK: 0001356093
Period of Report: 2010-03-17
Reporting Person: Schnell William F (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-17 | Stock Option (right to buy) | $2.45 | A | 20000 | Acquired | 2020-03-17 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18333 | Direct |
| Common Stock | 69622 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.61 | 2013-10-17 | Common Stock (20000) | 20000 | Direct |
| Stock Option (right to buy) | $2.82 | 2012-12-28 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $4.00 | 2011-02-27 | Common Stock (40000) | 40000 | Direct |
| Warrant to Purchase Common Stock | $9.00 | 2010-05-10 | Common Stock (5555) | 5555 | Indirect |
| Warrant to Purchase Common Stock | $9.00 | 2010-05-26 | Common Stock (2777) | 2777 | Indirect |
| Warrant to purchase Common Stock | $9.00 | 2010-06-23 | Common Stock (2083) | 2083 | Direct |
| Warrant to Purchase Common Stock | $9.00 | 2010-11-04 | Common Stock (2777) | 2777 | Indirect |
Footnotes
F1: SHAG LLC, a Minnesota limited liability company, is the direct beneficial owner of 69,622 shares of common stock and 11,109 warrants to purchase common stock. Dr. Schnell is a member of SHAG LLC and owns 25% of its membership interests. As a result, the reporting person may be deemed the indirect beneficial owner of such securities.
F2: Granted under the Company's Amended and Restated 2006 Equity Incentive Plan, which meets the requirements of Rule 16b-3.
F3: This option vests in four equal annual installments commencing on March 17, 2011.
F4: This option vests in four equal annual installments commencing on October 17, 2008.
F5: This option vests in four equal annual installments commencing on January 1, 2009.
F6: This option vested to the extent of 10,000 shares on February 2, 2007, and vests to the extent of 10,000 shares upon the reporting person's reelection to the board each year thereafter.