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CREATIVE REALITIES, INC. — Director's Dealing 2009
May 6, 2009
34876_dirs_2009-05-06_8966863a-7569-4cbb-8292-65504744fea4.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WIRELESS RONIN TECHNOLOGIES INC (RNIN)
CIK: 0001356093
Period of Report: 2009-04-27
Reporting Person: Koller Scott W (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-04-27 | Common Stock | A | 5000 | — | Acquired | 27360 | Direct |
| 2009-04-27 | Common Stock | A | 25000 | — | Acquired | 52360 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-04-27 | Sotck Option (right to buy) | $2.20 | A | 170000 | Acquired | 2019-04-27 | Common Stock (170000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.61 | 2013-10-17 | Common Stock (50000) | 50000 | Direct |
| Stock Option (right to buy) | $2.80 | 2012-12-27 | Common Stock (25000) | 25000 | Direct |
| Warrant to Purchase Common Stock | $9.00 | 2011-03-24 | Common Stock (11111) | 11111 | Direct |
| Stock Option (right to buy) | $5.65 | 2011-12-27 | Common Stock (95000) | 95000 | Direct |
| Warrant to Purchase Common Stock | $6.75 | 2009-12-15 | Common Stock (1388) | 1388 | Direct |
| Warrant to Purchase Common Stock | $6.75 | 2010-08-04 | Common Stock (5555) | 5555 | Direct |
| Warrant to Purchase Common Stock | $11.25 | 2010-10-10 | Common Stock (2777) | 2777 | Direct |
| Warrant to Purchase Common Stock | $9.00 | 2011-02-06 | Common Stock (1851) | 1851 | Direct |
Footnotes
F1: Represents a stock bonus issued under the company's Amended and Restated 2006 Equity Incentive Plan, pursuant to the requirements of Rule 16b-3.
F2: Represents a performance-based restricted stock award issued under the company's Amended and Restated 2006 Equity Incentive Plan, which may be earned based upon company-wide 2009 performance, assuming the reporting person is still employed by the company on April 27, 2010.
F3: Includes the performance-based restricted stock award disclosed on Table I above, and 2,360 shares purchased under the company's Associate Stock Purchase Plan.
F4: This option vests in four equal annual installments commencing on April 27, 2009.
F5: This option vests in four equal annual installments commencing on October 17, 2008.
F6: This option vests in four equal annual installments commencing on January 1, 2009.
F7: This option vests in four equal annual installments commencing on January 1, 2008.