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Creative Media & Community Trust Corporation — Major Shareholding Notification 2023
May 14, 2023
6737_rns_2023-05-14_a5c9bf3f-4d52-4296-83e6-4f5b0ac533ba.pdf
Major Shareholding Notification
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Check this box ifno Ionger subject to Section 16. Form 4 or Form 5 obligations may continue. See lnstruction l(b). [ ]
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
OMB Number:3235-0287 Estimated average burden
hours per response .. .0.5
Filed pursuant to Section 16(a) ofthe Securities Exchange Act of 1934, Section 17(a) ofthe Public Utility Holding Company Act of 1935 or Section 30(h) ofthe Investment Company Act of 1940
| 1.Name and Address ofReporting Person* CIM CMCT MLP2 LLC |
2. Issuer Name and Ticker or Trading Symbol | 5. Relationship ofReporting Person(s) to Issuer (Check all applicable) -- -- Director 10%Owner __ Officer (give _x Other title below) (specify below) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) |
CREATIVE MEDIA & COMMUNITY TRUST CORP [CMCT] |
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| 4700 WILSHIRE BLVD (Street) |
3. Date ofEvent Requiring Statement (Month/Day/Year) 05/11/2023 |
4. If Amendment, Date Original Filed (Month/Day/Year) |
MEMBER OF 10% OWNER GROUP | |||||||||||||||
| 6. Individual or Joint/Group Filing(Check Applicable Line) |
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| LOS ANGELES2 CA 90010 (City) (State) |
(Zip) | _x Form filed by One Reporting Person __ Form filed by More than One Reporting Person |
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| Rule 10b5-l(c) Transaction Indication [ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions ofRule 10b5-l(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction( s) |
7. Nature oflndirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | (Instr. 3 and 4) | (Instr. 4) | ||||||||||||
| Common Stock | 05/11/2023 | 13,600 A | \$4.7473(1) | 9,058,378 | D | |||||||||||||
| Common Stock | 05/12/2023 | 11,705 A | \$4.7114(2) | 9,070,083 | D | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. 5. Code Number (Instr. 8) of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9.Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature oflndirect Beneficial Ownership (Instr. 4) |
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| Code V (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Explanation ofResponses:
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The price reported reflects the weighted average price, rounded to the nearest cent, ofshares purchased in the open market at prices ranging from \$4.70 to \$4.77 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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The price reported reflects the weighted average price, rounded to the nearest cent, ofshares purchased in the open market at prices ranging from \$4.61 to \$4.80 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder ofthe issuer full information regarding the number of shares and prices at which the transaction was effected.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- × If the form is filed by more than one reporting personsee Instruction 4(b)(v).
- ** Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.
**Signature of Reporting Person
/s/ David Thompson, Vice President
05/12/2023 Date