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Creative Media & Community Trust Corporation Major Shareholding Notification 2023

May 14, 2023

6737_rns_2023-05-14_a5c9bf3f-4d52-4296-83e6-4f5b0ac533ba.pdf

Major Shareholding Notification

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Check this box ifno Ionger subject to Section 16. Form 4 or Form 5 obligations may continue. See lnstruction l(b). [ ]

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL

OMB Number:3235-0287 Estimated average burden

hours per response .. .0.5

Filed pursuant to Section 16(a) ofthe Securities Exchange Act of 1934, Section 17(a) ofthe Public Utility Holding Company Act of 1935 or Section 30(h) ofthe Investment Company Act of 1940

1.Name and Address ofReporting Person*
CIM CMCT MLP2 LLC
2. Issuer Name and Ticker or Trading Symbol 5. Relationship ofReporting Person(s) to Issuer
(Check all applicable)
--
--
Director
10%Owner
__ Officer (give _x Other
title below)
(specify below)
(Last)
(First)
(Middle)
CREATIVE MEDIA & COMMUNITY
TRUST CORP [CMCT]
4700 WILSHIRE BLVD
(Street)
3. Date ofEvent
Requiring Statement
(Month/Day/Year)
05/11/2023
4. If Amendment, Date
Original Filed
(Month/Day/Year)
MEMBER OF 10% OWNER GROUP
6. Individual or Joint/Group Filing(Check
Applicable Line)
LOS ANGELES2 CA 90010
(City)
(State)
(Zip) _x Form filed by One Reporting Person
__ Form filed by More than One Reporting
Person
Rule 10b5-l(c) Transaction Indication
[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense conditions ofRule 10b5-l(c). See
Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
(Month/Day/Year)
3.
Transaction
Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transaction( s)
7. Nature
oflndirect
Beneficial
Ownership
Code V Amount (A)
or
(D)
Price (Instr. 3 and 4) (Instr. 4)
Common Stock 05/11/2023 13,600 A \$4.7473(1) 9,058,378 D
Common Stock 05/12/2023 11,705 A \$4.7114(2) 9,070,083 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3.
Trans.
Date
3A.
Deemed
Execution
Date, if
any
4. Trans.
5.
Code
Number
(Instr. 8)
of
Derivative
Securities
Acquired
(A) or
Disposed
of(D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
7. Title and
Amount of
Underlying
Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9.Number of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
oflndirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation ofResponses:

  1. The price reported reflects the weighted average price, rounded to the nearest cent, ofshares purchased in the open market at prices ranging from \$4.70 to \$4.77 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

  2. The price reported reflects the weighted average price, rounded to the nearest cent, ofshares purchased in the open market at prices ranging from \$4.61 to \$4.80 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder ofthe issuer full information regarding the number of shares and prices at which the transaction was effected.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • × If the form is filed by more than one reporting personsee Instruction 4(b)(v).
  • ** Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
  • Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.

**Signature of Reporting Person

/s/ David Thompson, Vice President

05/12/2023 Date