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Creative Media & Community Trust Corporation Major Shareholding Notification 2023

Aug 6, 2023

6737_rns_2023-08-06_bc634788-990a-48f5-a2be-a7234126d8f8.pdf

Major Shareholding Notification

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100 FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
1. Name and Address of Reporting Person*
BECH DOUGLAS Y
(Check all applicable)
(Last)
(First)
(Middle)
CREATIVE MEDIA & COMMUNITY X Director
Officer (give
10% Owner
Other
TRUST CORP [CMCT] title below) (specify below)
4700 WILSHIRE BLVD
(Street)
3. Date of Event
Requiring Statement
(Month/Day/Year)
08/02/2023
4. If Amendment, Date
Original Filed
(Month/Day/Year)
LOS ANGELES, CA 90010
(City)
(State)
(Zip)
Person 6. Individual or Joint/Group Filing(Check
Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting
Rule 10b5-1(c) Transaction Indication
[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See
Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction
Date
2A. Deemed
Execution Date, if
(Month/Day/Year)
any
(Month/Day/Year)
3.
Transaction
Code
(Instr. 8)
(D) 4. Securities Acquired
(A) or Disposed of
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transaction(s)
6.
Ownership
Form:
Direct (D)
7. Nature
of Indirect
Beneficial
Ownership
Code V Amount (A)
or
(D)
Price (Instr. 3 and 4) or Indirect
(I) (Instr.
4)
(Instr. 4)
Common Stock
08/02/2023
A 12,222
A
\$0 55,672 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3.
Trans.
Date
3A.
Deemed
Execution
Date, if
any
Code 4. Trans.
5.
(Instr. 8)
of
(A) or
of (D)
and 5)
Number
Derivative
Securities
Acquired
Disposed
(Instr. 3, 4
6. Date Exercisable and
Expiration Date
7. Title and
Amount of
Underlying
Securities
(Instr. 3 and 4)
Amount
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Date Expiration Title or
of
Number
Shares

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

/s/ David Thompson, Attorney-in-Fact 08/03/2023

**Signature of Reporting Person Date

  • * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
  • Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.