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Creative Media & Community Trust Corporation — Major Shareholding Notification 2023
Aug 6, 2023
6737_rns_2023-08-06_bc634788-990a-48f5-a2be-a7234126d8f8.pdf
Major Shareholding Notification
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| 100 | FORM 4 | |
|---|---|---|
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* BECH DOUGLAS Y |
(Check all applicable) | |||||||||||||||||
| (Last) (First) (Middle) |
CREATIVE MEDIA & COMMUNITY | X Director Officer (give |
10% Owner Other |
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| TRUST CORP [CMCT] | title below) | (specify below) | ||||||||||||||||
| 4700 WILSHIRE BLVD (Street) |
3. Date of Event Requiring Statement (Month/Day/Year) 08/02/2023 |
4. If Amendment, Date Original Filed (Month/Day/Year) |
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| LOS ANGELES, CA 90010 (City) (State) (Zip) |
Person | 6. Individual or Joint/Group Filing(Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting |
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| Rule 10b5-1(c) Transaction Indication [ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date |
2A. Deemed Execution Date, if (Month/Day/Year) any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
(D) | 4. Securities Acquired (A) or Disposed of (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | (Instr. 3 and 4) | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||||||||
| Common Stock 08/02/2023 |
A | 12,222 A |
\$0 | 55,672 | D | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
Code | 4. Trans. 5. (Instr. 8) of (A) or of (D) and 5) |
Number Derivative Securities Acquired Disposed (Instr. 3, 4 |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Underlying Securities |
(Instr. 3 and 4) Amount |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Date | Expiration | Title | or of |
Number Shares |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
/s/ David Thompson, Attorney-in-Fact 08/03/2023
**Signature of Reporting Person Date
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.