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Creative Media & Community Trust Corporation — Director's Dealing 2023
May 18, 2023
6737_rns_2023-05-18_cacb636d-f3a7-405f-892b-95221ca7b1ab.pdf
Director's Dealing
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| FORM 4 | |
|---|---|
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
OMB Number:3235-0287 Estimated average burden
hours per response...0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* CIM CMCT MLP, LLC |
2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give X Other title below) (specify below) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (Middle) (First) |
CREATIVE MEDIA & COMMUNITY TRUST CORP [CMCT] |
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| 4700 WILSHIRE BLVD (Street) |
3. Date of Event Requiring Statement (Month/Day/Year) 05/15/2023 |
4. If Amendment, Date Original Filed (Month/Day/Year) |
MEMBER OF 10% OWNER GROUP | ||||||||||||||
| LOS ANGELES, CA 90010 | 6. Individual or Joint/Group Filing(Check Applicable Line) |
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| (City) (State) (Zip) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Rule 10b5-1(c) Transaction Indication [ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction 2A. Deemed Date Execution Date, if (Month/Day/Year) any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | (Instr. 3 and 4) | (Instr. 4) | |||||||||||
| Common Stock | 05/15/2023 | P | 9,264 | A | \$4.9608(1) | 9,079,347 | D | ||||||||||
| Common Stock | 05/16/2023 | P | 8,970 | A | \$5.0354(2) | 9,088,317 | D | ||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of 2. Derivative Conversion Security or Exercise (Instr. 3) Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
Code | 4. Trans. 5. Number (Instr. 8) of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) Owned Reported (Instr. 4) |
9. Number of Derivative Securities Beneficially Following Transaction(s) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Explanation of Responses:
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The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from \$4.81 to \$5.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from \$4.99 to \$5.14 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.
**Signature of Reporting Person Date
/s/ David Thompson, Vice President 05/17/2023