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Creative Media & Community Trust Corporation Director's Dealing 2023

May 28, 2023

6737_rns_2023-05-28_79dd4a9c-c21d-4c08-a992-fea1142ed23e.pdf

Director's Dealing

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FODM

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*
CIM CMCT MLP, LLC
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give
X Other
title below)
(specify below)
(Last)
(First)
(Middle)
CREATIVE MEDIA & COMMUNITY
TRUST CORP [CMCT]
4700 WILSHIRE BLVD
(Street)
3. Date of Event
4. If Amendment, Date
Requiring Statement
Original Filed
(Month/Day/Year)
(Month/Day/Year)
05/23/2023
MEMBER OF 10% OWNER GROUP
LOS ANGELES, CA 90010
(City)
(State)
(Zip)
Person 6. Individual or Joint/Group Filing(Check
Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting
Rule 10b5-1(c) Transaction Indication
[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See
Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
2. Transaction
(Instr. 3)
Date
(Month/Day/Year) 2A. Deemed
Execution Date, if
any
(Month/Day/Year)
3.
Code
(Instr. 8)
Transaction 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transaction(s)
(Instr. 3 and 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price or Indirect
(I) (Instr.
4)
Common Stock 05/23/2023 P 7,000 A \$5.0695(1) 9,126,645 D
05/24/2023
Common Stock
P 6,392 A \$5.0846(2) 9,133,037 D
05/25/2023
Common Stock
P 1,257 A \$5.0852(3) 9,134,294 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of
Derivative
Security
(Instr. 3)
2.
3.
3A.
4. Trans.
5.
Conversion
Trans.
Deemed
Code
Number
or Exercise
Date
Execution
(Instr. 8)
of
Price of
Date, if
Derivative
Derivative
any
Securities
Security
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
( e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
7. Title and
Amount of
Underlying
Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation of Responses:

  1. The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from \$5.06 to \$5.07 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

  2. The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from \$5.00 to \$5.11

per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

  1. The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from \$5.06 to \$5.10 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is

insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMBcontrol number.

/s/ David Thompson, Vice President 05/25/2023
**Signature of Reporting Person Date