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Creative Media & Community Trust Corporation — Director's Dealing 2023
May 17, 2023
6737_dirs_2023-05-17_381e73ee-a555-4132-8acc-59f16fb24abd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Creative Media & Community Trust Corp (CMCT)
CIK: 0000908311
Period of Report: 2023-05-15
Reporting Person: Kuba Shaul (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-15 | Common Stock | P | 9264 | $4.9608 | Acquired | 9079347 | Indirect |
| 2023-05-16 | Common Stock | P | 8970 | $5.0354 | Acquired | 9088317 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 473033 | Indirect |
| Common Stock | 388344 | Indirect |
| Common Stock | 45420 | Indirect |
Footnotes
F1: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.81 to $5.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: CIM Group, LLC is the indirect sole equity member of the entity through which these shares are held.
F4: The price reported reflects the weighted average price, rounded to the nearest cent, of shares purchased in the open market at prices ranging from $4.99 to $5.14 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: CIM Capital IC Management, LLC, the investment advisor of CIM Real Assets & Credit Fund, is an indirect wholly owned subsidiary of CIM Group, LLC.
F6: Shares held by The Kuba Family Trust of which the reporting person was the grantor and the indirect beneficial owner.