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Creative Media & Community Trust Corporation — Director's Dealing 2022
Aug 28, 2022
6737_rns_2022-08-28_fee87521-f4fa-4dfb-b4cb-07c557c9e21e.pdf
Director's Dealing
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| SEC Form 4 | |
|---|---|
| ------------ | -- |
Check this box if no longer subject to Section 16. Form 4 or Form 5
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Washington, D.C. 20549
| OMB APPROVAL | |||||||
|---|---|---|---|---|---|---|---|
| OMB Number: | 3235-0287 |
Estimated average burden hours per response: 0.5
| Instruction 1(b). | obligations may continue. See | Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 | hours per response: | 0.5 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| or Section 30(h) of the Investment Company Act of 1940 | ||||||||||
| 1. Name and Address of Reporting Person* CIM Capital Real Property Management, LLC |
[ CMCT ] | 2. Issuer Name and Ticker or Trading Symbol | Creative Media & Community Trust Corp | (Check all applicable) Director Officer (give title below) |
5. Relationship of Reporting Person(s) to Issuer X below) |
10% Owner Other (specify |
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| (Last) 4700 WILSHIRE BLVD |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 08/23/2022 |
MEMBER OF 10% OWNER GROUP | ||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||
| (Street) LOS ANGELES |
CA | 90010 | Line) X |
Person | Form filed by One Reporting Person Form filed by More than One Reporting |
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| (City) | (State) | (Zip) | ||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A1 Preferred Stock | 08/23/2022 | P | 36,779(1) | A | \$25 | 163,337 | D | ||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Number Derivative Securities |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
Securities Derivative 3 and 4) |
7. Title and Amount of Underlying Security (Instr. |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Explanation of Responses:
- The reporting person received 36,779 shares of Series A1 Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the second quarter of 2022 pursuant to the investment management agreement between the reporting person and CIM Urban.(as modified by the Fee Waiver dated January 5, 2022)
| /s/ Barry N Berlin, Chief | 08/25/2022 |
|---|---|
| Financial Officer |
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.