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Creative Media & Community Trust Corporation — Director's Dealing 2021
Nov 10, 2021
6737_rns_2021-11-10_9bb6c379-bc7a-4644-bbab-39368b577d7d.pdf
Director's Dealing
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FORM 4 Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
11/9/21, 6:32 PM Ownership Submission
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| (Print or Type Responses) | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person * CIM Capital, LLC |
2. Issuer Name and Ticker or Trading Symbol CIM Commercial Trust Corporation [CMCT] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ Director ___ 10% Owner |
||||||||||
| (Last) 4700 Wilshire Blvd |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 11/09/2021 |
_ Officer (give title below) X__ Other (specify below) Member of 10% owner group |
||||||||
| (Street) Los Angeles, CA 90010 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1.Title of Security 2. Transaction (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: |
7. Nature of Indirect Beneficial |
||||||
| (Month/Day/Year) | Code | V | Amount | (A) or |
(D) Price | (Instr. 3 and 4) | Direct (D) or Indirect (I) (Instr. 4) |
Ownership (Instr. 4) |
||||
| Series A Preferred Shares | 11/09/2021 | P | 180,871(1) A | \$25 557,408 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
SEC 1474 (9-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | |||
|---|---|---|---|
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable | 7. Title and | 8. Price of | 9. Number of | 10. | 11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, if | Transaction | Number | and Expiration Date | Amount of | Derivative | Derivative | Ownership | of Indirect | ||||
| Security | or Exercise | (Month/Day/Year) | any | Code | of | (Month/Day/Year) | Underlying | Security | Securities | Form of | Beneficial | ||||
| (Instr. 3) | Price of | (Month/Day/Year) | (Instr. 8) | Derivative | Securities | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||
| Derivative | Securities | (Instr. 3 and | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Acquired | 4) | Following | Direct (D) | |||||||||||
| (A) or | Reported | or Indirect | |||||||||||||
| Disposed | Transaction(s) | (I) | |||||||||||||
| of (D) | (Instr. 4) | (Instr. 4) | |||||||||||||
| (Instr. 3, | |||||||||||||||
| 4, and 5) | |||||||||||||||
| Amount | |||||||||||||||
| or | |||||||||||||||
| Date | Expiration | Title | Number | ||||||||||||
| Exercisable | Date | of | |||||||||||||
| Code | V (A) (D) | Shares |
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||||
| CIM Capital, LLC 4700 Wilshire Blvd |
Member of 10% owner group | |||||||
| Los Angeles, CA 90010 |
Signatures
/s/ David Thompson, Vice President 11/09/2021
**Signature of Reporting Person Date
Explanation of Responses:
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11/9/21, 6:32 PM Ownership Submission
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)The reporting person received 90,424 and 90,447 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the second quarter and the third quarter, respectively, of 2021 pursuant to the investment management agreement between the reporting person and CIM Urban.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.