AI assistant
Creative Media & Community Trust Corporation — Director's Dealing 2020
Apr 15, 2020
6737_rns_2020-04-15_63a4bddb-0de5-4bcb-b4ba-f44dcef0ae6c.pdf
Director's Dealing
Open in viewerOpens in your device viewer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
| ( Pr int Ty R ) or pe esp on ses 1. Na d A d dre f R |
d p Pe * ort |
l d ing Co Ho mp an y |
( ) Ac f 1 9 3 Se ion 5 o t o ct r 2. Da f Ev te t |
4, ng 3 0 ( h ) f t he In stm t o ve en 3. Iss Na d T ic |
( ) Co Ac f 1 9 t o mp an y ke Tr d bo |
4 0 l |
ity |
|---|---|---|---|---|---|---|---|
| me an ss o |
ing ep rso n |
o en Re ir ing Sta tem qu en ( h /D /Y ) M t on ay ear |
ue r me an t |
ing Sy r or a m |
|||
| ( ) La st |
( irs ) F t |
( i d d le ) M |
lat ion h ip f R 4. Re s o ep ( C he k a c D ire cto r |
ing (s ) Pe Iss ort to rso n l l a l ica b le ) pp 10 % Ow |
ue r ne r |
f A dm 5. I Da t, te me n en Or ig ina l F i le d ( Mo nth /Da /Ye ar) y |
|
| ( ) Str eet |
O f f ice (g ive r it le be t |
Ot he r low ) |
(sp i fy ec be low ) |
d iv i du l o int / 6. In r J Gr a o ou p i l ing F (Ch eck App lica ble Lin e) For m f iled by One Re ting Per por son For m f iled by Mo re th an O ne R rtin g Pe epo rson |
|||
| ( ity ) C |
( Sta |
) ( ip ) Z te |
Ta ble I No n-D iva ive Se rit ies B fic ial ly Ow d t er cu en e ne -- |
||||
| 1. T it le f Se ity o cu r ( 4 ) Ins tr. |
2. Am Be ( Ins |
f Se it ies nt ou o cu r f ic ia l ly Ow d ne ne 4 ) tr. |
3. Ow h ip ne rs ire Fo D ct rm : ( ) d ire D In ct or ( ) ( ) I Ins 5 tr. |
4. Na tur ( Ins tr. |
f In d ire Be f ic ia l Ow h ip ct e o ne ne rs ) 5 |
||
OMB APPROVAL
January 31, 2008
average
OMB Number:
Expires:
Estimated
burden
3235-0104
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| it le f iva ive ity 1. T De Se t o r cu r ( Ins 4 ) tr. |
Ex er b le d an ira ion t nth /Da /Ye ar) y |
it le d f it ies de ly ing 3. T Am Se Un nt an ou o cu r r De iva ive Se it ies t r cu r ( Ins 4 ) tr. |
4. Co nv er ion s or Ex ise erc ice f Pr o i De r |
5. Ow ne r h ip s Fo f rm o iv De r ive at |
f d ire 6. Na In tur ct e o Be f ic ia l Ow h ip ne ne rs ( Ins 5 ) tr. |
||
|---|---|---|---|---|---|---|---|
| Ex ira p ion t Da te |
T it le |
Am nt ou or be Nu m r f o ha S res |
ive t va Se ity cu r |
ity Se cu r : D ire ct ( D ) or d ire In ct ( ) I ( ) Ins 5 tr. |
|||
FORM 3 (continued)
Reporting Owners
| ion ip Re lat sh s |
||||||
|---|---|---|---|---|---|---|
| Re ing O Na / Ad dr t p or wn er me ess |
D ire cto r |
10 % Ow ne r |
O f f ice r |
Ot he r |
||
| David Thomoson ਹ |
|
|---|---|
| Signature | Date |
EXPLANATION OF RESPONSES
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The reporting person received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between the reporting person and CIM Urban.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.