AI assistant
Creative Media & Community Trust Corporation — Director's Dealing 2020
Jul 12, 2020
6737_rns_2020-07-12_024aba0a-83a5-4635-acd9-eacff421bbde.pdf
Director's Dealing
Open in viewerOpens in your device viewer
| FORM 4 |
|---|
| Check this box if no |
| longer subject to |
| Section 16. Form 4 or |
| Form 5 obligations |
Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| (Print or Type Responses) | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person * CIM Service Provider, LLC |
2. Issuer Name and Ticker or Trading Symbol CIM Commercial Trust Corporation [CMCT] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ Director X__ 10% Owner |
||||||||||
| (Last) 4700 Wilshire Blvd |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 07/08/2020 |
_____ Officer (give title below) | _____ Other (specify below) | |||||||
| Los Angeles, CA 90010 | 4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1.Title of Security 2. Transaction (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||||||
| Code | V | Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||||
| Series A Preferred Shares | 07/08/2020 | P | 11,273(1) A | \$25 11,273 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
SEC 1474 (9-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||
|---|---|---|---|
| (e.g., puts, calls, warrants, options, convertible securities) |
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable | 7. Title and | 8. Price of | 9. Number of | 10. | 11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, if | Transaction | Number | and Expiration Date | Amount of | Derivative | Derivative | Ownership | of Indirect | ||||
| Security | or Exercise | (Month/Day/Year) | any | Code | of | (Month/Day/Year) | Underlying | Security | Securities | Form of | Beneficial | ||||
| (Instr. 3) | Price of | (Month/Day/Year) | (Instr. 8) | Derivative | Securities | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||
| Derivative | Securities | (Instr. 3 and | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Acquired | 4) | Following | Direct (D) | |||||||||||
| (A) or | Reported | or Indirect | |||||||||||||
| Disposed | Transaction(s) | (I) | |||||||||||||
| of (D) | (Instr. 4) | (Instr. 4) | |||||||||||||
| (Instr. 3, | |||||||||||||||
| 4, and 5) | |||||||||||||||
| Amount | |||||||||||||||
| or | |||||||||||||||
| Date | Expiration | Title | Number | ||||||||||||
| Exercisable | Date | of | |||||||||||||
| Code | V (A) (D) | Shares |
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||||
| CIM Service Provider, LLC 4700 Wilshire Blvd |
X | |||||||
| Los Angeles, CA 90010 |
Signatures
/s/ David Thompson 07/09/2020 **Signature of Reporting Person Date
Explanation of Responses:
https://login.insiderdirect.com/merrill/IDV2_ShowPreview.asp 1/2
7/9/2020 Ownership Submission
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)The reporting person received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to the reporting person in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between the reporting person and the Issuer.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.