AI assistant
Creative Media & Community Trust Corporation — Director's Dealing 2019
Aug 4, 2019
6737_rns_2019-08-04_aeb63053-8283-4cbe-8fbf-16931dd89997.pdf
Director's Dealing
Open in viewerOpens in your device viewer
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| * 1. Name and Address of Reporting Person Golay Frank H Jr |
2. Issuer Name and Ticker or Trading Symbol CIM Commercial Trust Corp [ CMCT ] |
(Check all applicable) X Director |
5. Relationship of Reporting Person(s) to Issuer | 10% Owner | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 07/31/2019 |
below) | Officer (give title | below) | Other (specify | |||||||||||||
| 4700 WILSHIRE BLVD | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||
| (Street) | X | Form filed by One Reporting Person | ||||||||||||||||
| LOS ANGELES CA 90010 |
Form filed by More than One Reporting Person |
|||||||||||||||||
| (City) | (State) | (Zip) | ||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any |
(Month/Day/Year) | 3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities Owned |
5. Amount of Beneficially |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||
| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
|||||||||||||
| Common Stock 07/31/2019 |
(1) A |
245 | A | \$0 | 16,877 | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed if any |
Execution Date, (Month/Day/Year) |
4. 8) |
5. Number Transaction of Code (Instr. Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Amount or |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Date Exercisable
Explanation of Responses:
- The purchases acquired on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2015.
Code V (A) (D)
/s/ David Thompson, attorney 08/02/2019
in fact
Expiration Date Title
** Signature of Reporting Person Date
Number of Shares
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.