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Creative Media & Community Trust Corporation — Director's Dealing 2019
Aug 14, 2019
6737_rns_2019-08-14_7b55b594-ff02-44d5-94e8-d0198fc50f99.pdf
Director's Dealing
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Instruction
(Print or Type Responses)
See
Check this box if no longer
Form 5 obligations may continue.
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
subject to Section 16. Form 4 orSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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2. ic ke d ing Sy bo l Iss Na d T Tr an ue r me r or a m |
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| ( he k a l l a l ica b le ) C c pp ire 10 % Ow D cto r ne r |
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| 4. I f A dm Da Or ig ina l F i le d ( M h /D /Y ) t, te t me n en on ay ear |
6. In d iv i du l Jo int / Gr F i l ing a or ou p (Ch eck App lica ble Lin e) |
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| For m f iled by On e R rtin Per epo g son m f iled by tha orti For M n O Rep ore ne |
Per ng son |
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Ta ble I No n-D iva ive Se rit ies A ire d, Di ed f, o r B fic ial ly Ow d t er cu cq u sp os o en e ne -- |
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| 1. it le f Se ity T o cu r ( ) Ins 3 tr. |
2. Tr an s ion act Da te |
2A d De em e ion Ex t ecu Da i f te, an y |
3. Tr act Co ( |
an s ion de Ins 8 ) tr. |
4. Se it ies cu r isp D or os ( Ins 3, 4 tr. |
Ac ire d ( A qu d f ( ) D e o d ) 5 an |
) | Am f 5. nt ou o it ies Se cu r f ic ia l ly Be ne Ow d ne Fo l low ing |
6. Ow ne r h ip s Fo rm : D ire ct ( D ) or |
f 7. Na tur e o d ire In ct f ic ia l Be ne Ow ne r h ip s |
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d ire In ct ( ) I ( Ins 4 ) tr. |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
OMB APPROVA
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Expires:
Estimated #### Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. | T it le f De iva ive t o r Se ity cu r ( 3 ) Ins tr. |
2. Co nv er ion s or ise Ex erc ice f Pr o i De r ive t va Se ity cu r |
3. Tr an s ion act Da te ( h / M t on D / ay Y ear |
3 A. De d em e Ex ec ion ut i f Da te, an y ( h / M t on / D ay ) Y ear |
4. Tr an s ion act Co de ( Ins 8 tr. |
5. Nu be f De iv m r o r ive Se it ies Ac at cu r ire d ( A ) is D qu or ) d f ( ) D po se o ( d ) Ins 3, 4, 5 tr. an |
6. Da Ex te er isa b le d c an ira ion Ex t p Da te ( h /D / M t on ay Ye ) ar |
7. T it le d Am f nt an ou o Un de ly ing Se it ies r cu r ( 3 d 4 ) Ins tr. an |
8. Pr ice f o iv De r ive at Se cu r ity ( Ins tr. ) 5 |
9. Nu be m r f de iv o r ive at Se cu r it ies Be ne f ic ia l ly d Ow ne l low Fo |
10 Ow ne r h ip s f Fo rm o iv De r ive at Se ity cu r : ire D ct ( ) o D r d ire In ct |
11 Na tur e f o d ire In ct f i Be ne ia l c Ow h ip ne rs ( 4 ) Ins tr. |
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| Co de |
V | ( A ) |
( ) D |
Da te Ex er isa b le c |
ira Ex p ion t Da te |
it le T |
Am nt ou or be f Nu m r o ha S res |
ing Re d rte po Tr an s ion (s ) act ( ) Ins 4 tr. |
( I ) ( Ins 4 ) tr. |
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FORM 4 (continued)
Reporting Owners
| ion ip Re lat sh s |
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|---|---|---|---|---|---|---|
| ing O / Ad Re t Na dr p or wn er me ess |
D ire cto r |
10 % Ow ne r |
O f f ice r |
Ot he r |
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| David Thompson ਹ |
A |
|---|---|
| Signature | Date |
EXPLANATION OF RESPONSES
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). (1) Urban Partners II, LLC ("Urban Partners II") transferred 21,455,888 and 2,093,083 shares of common stock on August 9 and August 12, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II. (2) Please see footnote 1 above
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