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Creative Media & Community Trust Corporation — Director's Dealing 2019
Oct 17, 2019
6737_rns_2019-10-17_d483a7bb-e0b2-411c-b4f2-0fac09d2eda5.pdf
Director's Dealing
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Instruction
(Print or Type Responses)
See
Check this box if no longer
subject to Section 16. Form 4 or
1(b).
Form 5 obligations may continue.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| 1. Na d A d dre f R me an ss o ep |
2. Iss Na d T ic ke Tr d ing Sy bo l ue r me an r or a m |
5. Re |
lat ion h ip f R ing Pe (s ) Iss ort to s o ep rso n ue r |
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| ( C he k a l l a l ica b le ) c pp D ire 10 % Ow cto r ne r |
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| ( ) La st |
3. Da f Ea l ies Tr ion ( M h /D /Y ) te t t t o r an sac on ay ear |
O f f ice (g ive Ot he (sp i fy r r ec it le be low ) be low ) t |
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| f A dm ig ina l F i le d ( h /D /Y ) 4. I Da Or M t, te t me n en on ay ear |
d iv i du l int / i l ing 6. In Jo Gr F a or ou p (Ch eck App lica ble Lin e) |
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| For m f iled by On e R rtin Per epo g son For m f iled by M tha n O Rep orti Per ore ne ng son |
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Ta ble I No n-D iva ive Se rit ies A ire d, Di ed f, o r B fic ial ly Ow d t er cu cq u sp os o en e ne -- |
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| 1. T it le f Se ity o cu r ( Ins 3 ) tr. |
2. Tr an s ion act Da te |
2A De d em e ion Ex t ecu i f Da te, an y |
3. Tr act Co ( Ins |
an s ion de ) 8 tr. |
4. Se it ies cu r D isp or os ( 3, 4 Ins tr. |
Ac ire d ( qu d f ( D ) e o d ) 5 an |
A ) |
5. Am f nt ou o Se it ies cu r f ic ia l ly Be ne d Ow ne l low ing Fo |
6. Ow ne r h ip s Fo rm : ire D ct ( ) D or |
7. Na f tur e o In d ire ct f ic ia l Be ne Ow ne r h ip s |
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de Co |
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Re d rte po Tr ion (s ) t an sac ( d ) Ins 3 4 tr. an |
In d ire ct ( I ) ( ) Ins 4 tr. |
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OMB APPROVA
January 31, 2008
average
3235-0287
burden
. . . . 0.5
OMB Number:
hours per response.
Expires:
Estimated #### Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. | T it le f De iva ive t o r Se ity cu r ( 3 ) Ins tr. |
2. Co nv er ion s or ise Ex erc ice f Pr o i De r ive t va Se ity cu r |
3. Tr an s ion act Da te ( h / M t on D / ay Y ear |
3 A. De d em e Ex ec ion ut i f Da te, an y ( h / M t on / D ay ) Y ear |
4. Tr an act Co ( Ins |
s ion de ) 8 tr. |
5. Nu be m r ive Se at ire d ( A qu d f po se o ( Ins 3, tr. |
f De iv o r it ies Ac cu r ) is D or ( ) D d ) 4, 5 an |
6. Da Ex te er isa b le d c an ira ion Ex t p Da te ( h /D / M t on ay Ye ) ar |
7. T it le d Am f nt an ou o Un de ly ing Se it ies r cu r ( 3 d 4 ) Ins tr. an |
8. Pr ice f o iv De r ive at Se cu r ity ( Ins tr. ) 5 |
9. Nu be m r f de iv o r ive at Se cu r it ies Be ne f ic ia l ly d Ow ne l low Fo |
10 Ow ne r h ip s f Fo rm o iv De r ive at Se ity cu r : ire D ct ( ) o D r d ire In ct |
11 Na tur e f o d ire In ct f i Be ne ia l c Ow h ip ne rs ( 4 ) Ins tr. |
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| Co de |
V | ( A ) |
( ) D |
Da te Ex er isa b le c |
ira Ex p ion t Da te |
it le T |
Am nt ou or be f Nu m r o ha S res |
ing Re d rte po Tr an s ion (s ) act ( ) Ins 4 tr. |
( I ) ( Ins 4 ) tr. |
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FORM 4 (continued)
Reporting Owners
| ion ip Re lat sh s |
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|---|---|---|---|---|---|---|
| ing O / Ad Re t Na dr p or wn er me ess |
D ire cto r |
10 % Ow ne r |
O f f ice r |
Ot he r |
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| David Thompson - U |
|
|---|---|
| Signature | Date |
EXPLANATION OF RESPONSES
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) On September 3, 2019, CIM Commercial Trust Corporation effected a 1-for-3 reverse stock split (the "Reverse Stock Split") of its common stock. The share information contained herein reflects the effect of the Reverse Stock Split.
(2) Please see footnote 1 above.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.