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Creative Media & Community Trust Corporation — Director's Dealing 2019
Dec 8, 2019
6737_rns_2019-12-08_073fbfc2-6ff5-472b-9f04-8fb858080813.pdf
Director's Dealing
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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| * 1. Name and Address of Reporting Person Eppich Kelly |
2. Issuer Name and Ticker or Trading Symbol CIM Commercial Trust Corp[ CMCT ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 12/06/2019 |
below) | Officer (give title | below) | Other (specify | ||||||||||||||
| 4700 WILSHIRE BLVD | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| (Street) | X | Form filed by One Reporting Person | |||||||||||||||||
| LOS ANGELES CA 90010 |
Person | Form filed by More than One Reporting | |||||||||||||||||
| (City) | (State) | (Zip) | |||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities Beneficially Reported |
5. Amount of Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||
| Common Stock 12/06/2019 |
A | 10,000 | A | \$14.4725 (1) |
12,691 | D | |||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
if any | 3A. Deemed Execution Date, (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative and 4) |
Security (Instr. 3 Amount |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Form: Direct (D) |
Ownership or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date | Exercisable | Expiration Date |
Title | or Number of Shares |
Explanation of Responses:
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from \$14.45 to \$14.50, inclusive. The reporting person undertakes to provide to CIM Commercial Trust Corporation, any security holder of CIM Commercial Trust Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote
/s/ David Thompson, attorney in fact 12/06/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.