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CPS TECHNOLOGIES CORP/DE/ — Director's Dealing 2021
Jan 14, 2021
34547_dirs_2021-01-14_7f822c9e-ec11-49e3-b481-d6b566a296ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPS TECHNOLOGIES CORP/DE/ (CPSH)
CIK: 0000814676
Period of Report: 2021-01-13
Reporting Person: NORWOOD RALPH M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | X | 25000 | $2 | Acquired | 46034 | Direct |
| 2021-01-13 | Common Stock | F | 7310 | $6.84 | Disposed | 38724 | Direct |
| 2021-01-14 | Common Stock | X | 30000 | $1.83 | Acquired | 68724 | Direct |
| 2021-01-14 | Common Stock | F | 7359 | $7.46 | Disposed | 61365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock Options | $2 | X | 25000 | Disposed | 2021-10-07 | Common Stock (25000) | Direct |
| 2021-01-14 | Common Stock Options | $1.83 | X | 30000 | Disposed | 2026-02-19 | Common Stock (30000) | Direct |
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