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CPS TECHNOLOGIES CORP/DE/ — Director's Dealing 2007
May 23, 2007
34547_dirs_2007-05-23_9716df88-f53f-43a5-9bb8-f94bdda9af8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPS TECHNOLOGIES CORP/DE/ (CPSH.OB)
CIK: 0000814676
Period of Report: 1995-02-15
Reporting Person: WECHSLER NORMAN J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 1995-09-30 | Common Stock, $.01 par value | J | 169980 | $0.42 | Acquired | 1669980 | Indirect |
| 1998-03-23 | Common Stock, $.01 par value | C | 500000 | $0.50 | Acquired | 1669980 | Indirect |
| 1998-05-05 | Common Stock, $.01 par value | C | 1000000 | $0.50 | Acquired | 1669980 | Indirect |
| 2004-04-16 | Common Stock, $.01 par value | J | 1669980 | — | Disposed | 0 | Indirect |
| 2004-04-16 | Common Stock, $.01 par value | J | 1484429 | — | Acquired | 1484429 | Indirect |
| 2000-03-15 | Common Stock, $.01 par value | P | 1000 | $3.25 | Acquired | 1485429 | Indirect |
| 2000-10-16 | Common Stock, $.01 par value | P | 2500 | $1.00 | Acquired | 1487929 | Indirect |
| 2000-12-01 | Common Stock, $.01 par value | P | 2500 | $0.75 | Acquired | 1490429 | Indirect |
| 2000-12-15 | Common Stock, $.01 par value | P | 10000 | $0.50 | Acquired | 1500429 | Indirect |
| 2001-03-30 | Common Stock, $.01 par value | P | 13200 | $0.38 | Acquired | 1513629 | Indirect |
| 2001-05-06 | Common Stock, $.01 par value | P | 8000 | $0.25 | Acquired | 1521629 | Indirect |
| 2002-01-10 | Common Stock, $.01 par value | S | 5000 | $0.85 | Disposed | 1516629 | Indirect |
| 2002-07-03 | Common Stock, $.01 par value | P | 5000 | $0.50 | Acquired | 1521629 | Indirect |
| 2002-07-17 | Common Stock, $.01 par value | P | 5000 | $0.40 | Acquired | 1526629 | Indirect |
| 2003-08-13 | Common Stock, $.01 par value | P | 40000 | $0.30 | Acquired | 1566629 | Indirect |
| 2007-02-06 | Common Stock, $.01 par value | S | 2200 | $1.78 | Disposed | 1564429 | Indirect |
| 2007-03-08 | Common Stock, $.01 par value | S | 3000 | $1.95 | Disposed | 1561429 | Indirect |
| 2007-03-15 | Common Stock, $.01 par value | S | 1300 | $2.25 | Disposed | 1560129 | Indirect |
| 2007-03-15 | Common Stock, $.01 par value | S | 8700 | $2.25 | Disposed | 1551429 | Indirect |
| 2007-04-10 | Common Stock, $.01 par value | S | 1000 | $2.95 | Disposed | 1550429 | Indirect |
| 2007-04-12 | Common Stock, $.01 par value | S | 4000 | $2.95 | Disposed | 1546429 | Indirect |
| 2007-04-13 | Common Stock, $.01 par value | S | 1000 | $3.35 | Disposed | 1545429 | Indirect |
| 2007-04-16 | Common Stock, $.01 par value | S | 1800 | $3.35 | Disposed | 1543629 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1998-03-23 | 10% Subordinated Convertible Note due 1996 | $0.50 | C | 500000 | Disposed | 1996-04-21 | Common Stock (500000) | Indirect |
| 1998-05-05 | 10% Subordinated Convertible Note due 2001 | $0.50 | C | 1000000 | Disposed | 2001-04-21 | Common Stock (1000000) | Indirect |
| 1995-02-15 | Rights to Acquire Warrants Upon Conv of Conv Notes | $0.50 | J | 1125000 | Disposed | 1995-02-15 | Common Stock (1125000) | Indirect |
Footnotes
F1: The 169,980 shares of Common Stock reported herein were issued to the Reporting Person in lieu of interest payable on
convertible notes owned by the Reporting Person
F2: Waco Partners was dissolved on April 16, 2004 and distributed all of the shares of Common Stock of the Issuer owned by it to
its partners
F3: Shares of Common Stock to which Mr. Wechsler was entitled were distributed to CYB Master LLC by Waco Partners upon its
dissolution. CYB Master is a Delaware limited liability company wholly owned by Mr. Wechsler.
F4: The rights to acquire warrants for 1,125,000 shares of Common Stock of the Issuer expired when the 10% Subordinated
Convertible Notes due 1996 and 2001 were not converted by 2/15/1995
F5: N/A