CPI Card Group Inc. — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2020-09-01

Reporting Person: Dubin Lane (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Common Stock	M	928	—	Acquired	4454	Direct
2020-09-01	Common Stock	F	265	$2.06	Disposed	4189	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-01	Restricted Stock Units	$	M	928	Disposed		Common Stock (928)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

F3: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of the award date. The RSUs remaining to vest from this grant is reflected in Column 9.