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CPI Card Group Inc. — Director's Dealing 2018
Mar 27, 2018
33818_dirs_2018-03-26_b22cb8b2-45eb-4279-ad87-15233958713c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2018-03-22
Reporting Person: Rossetti Anna (President-CPI Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-22 | Common Stock | M | 13434 | — | Acquired | 29632 | Direct |
| 2018-03-22 | Common Stock | D | 13434 | $0.50 | Disposed | 16198 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-22 | Cash Performance Units | $ | M | 13434 | Disposed | Common Stock (13434) | Direct |
Footnotes
F1: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash.
F2: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance.
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