AI assistant
CPI Card Group Inc. — Director's Dealing 2018
Sep 5, 2018
33818_dirs_2018-09-05_c5a68514-6b05-458a-8796-02dbc9a1b193.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2018-09-01
Reporting Person: Dubin Lane (SVP/GM Prepd-Instant Issuance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-01 | Common Stock | M | 928 | — | Acquired | 1563 | Direct |
| 2018-09-01 | Common Stock | F | 265 | $3.16 | Disposed | 1298 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-01 | Restricted Stock Units | $ | M | 928 | Acquired | Common Stock (928) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.
F2: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities.
F3: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9.