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CPI Card Group Inc. Director's Dealing 2017

Jan 5, 2017

33818_dirs_2017-01-05_0b28ae25-1e61-4e7e-bf6f-7cf4ff316463.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2017-01-01

Reporting Person: Arbabha Jay (Chief Technology Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $5.75 2026-11-01 Common Stock (19868) Direct
Restricted Stock Units $ Common Stock (3439) Direct

Footnotes

F1: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the second, third, and fourth anniversaries of the November 1, 2016 award date.

F2: The restricted stock units vest in three equal installments on the second, third and fourth anniversaries of the November 1, 2016 award date.

F3: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.