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CPI Card Group Inc. — Director's Dealing 2017
Jan 5, 2017
33818_dirs_2017-01-05_0b28ae25-1e61-4e7e-bf6f-7cf4ff316463.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2017-01-01
Reporting Person: Arbabha Jay (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.75 | 2026-11-01 | Common Stock (19868) | Direct | |
| Restricted Stock Units | $ | Common Stock (3439) | Direct |
Footnotes
F1: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the second, third, and fourth anniversaries of the November 1, 2016 award date.
F2: The restricted stock units vest in three equal installments on the second, third and fourth anniversaries of the November 1, 2016 award date.
F3: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.
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