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CPI Card Group Inc. — Director's Dealing 2017
Sep 6, 2017
33818_dirs_2017-09-06_24b4b377-71eb-401d-9fe2-db59772b5895.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPI Card Group Inc. (PMTS)
CIK: 0001641614
Period of Report: 2017-09-01
Reporting Person: Dubin Lane (SVP, Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-01 | Common Stock | M | 4641 | — | Acquired | 4641 | Direct |
| 2017-09-01 | Common Stock | F | 1462 | $0.96 | Disposed | 3179 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-01 | Restricted Stock Units | $ | M | 4641 | Disposed | Common Stock (4641) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. This is not an open market sale of securities.
F3: On September 1, 2016, the reporting person was granted 18,562 restricted stock units, vesting in four equal installments on the first, second, third and fourth anniversaries of the award date.
F4: Total includes additional restricted stock unit awards that have different vesting and expiration dates.