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CPI AEROSTRUCTURES INC — Director's Dealing 2015
Jan 5, 2015
34768_dirs_2015-01-05_6f312381-d4a2-464f-9412-e8118c4dd2c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPI AEROSTRUCTURES INC (CVU)
CIK: 0000889348
Period of Report: 2015-01-02
Reporting Person: ROSENFELD ERIC (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Stock | A | 3609 | — | Acquired | 162785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Restricted Stock Unit | $ | A | 10830 | Acquired | Common Stock (10830) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 510270 | Indirect |
Footnotes
F1: Mr. Rosenfeld is the senior managing member of Crescendo Investments II, LLC ("Crescendo Investments II"). Crescendo Investments II is the general partner of Crescendo Partners II, L.P. Series L ("Crescendo Partners II"). Mr. Rosenfeld and Crescendo Investments II disclaim beneficial ownership of the shares held by Crescendo Partners II, except to the extent of his or its pecuniary interest therein.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.
F3: The restricted stock units vest in three equal installments of 3,610 on April 1, 2015, July 1, 2015 and October 1, 2015. Vested shares will be promptly delivered to the reporting person.