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Coursera, Inc. — Director's Dealing 2021
Apr 6, 2021
31686_dirs_2021-04-05_790d7ff8-e160-4e9f-94fa-b734fbf56ac1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coursera, Inc. (COUR)
CIK: 0001651562
Period of Report: 2021-04-05
Reporting Person: BASKETT FOREST (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | C | 17888714 | — | Acquired | 18215714 | Indirect |
| 2021-04-05 | Common Stock | C | 2941177 | — | Acquired | 2941177 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Series A Preferred Stock | $ | C | 9590105 | Disposed | Common Stock (9590105) | Indirect | |
| 2021-04-05 | Series B Preferred Stock | $ | C | 1019805 | Disposed | Common Stock (1019805) | Indirect | |
| 2021-04-05 | Series C Preferred Stock | $ | C | 4908216 | Disposed | Common Stock (4908216) | Indirect | |
| 2021-04-05 | Series D Preferred Stock | $ | C | 66667 | Disposed | Common Stock (66667) | Indirect | |
| 2021-04-05 | Series E Preferred Stock | $ | C | 833333 | Disposed | Common Stock (833333) | Indirect | |
| 2021-04-05 | Series F Preferred Stock | $ | C | 1470588 | Disposed | Common Stock (1470588) | Indirect | |
| 2021-04-05 | Series F Preferred | $ | C | 2941177 | Disposed | Common Stock (2941177) | Indirect |
Footnotes
F1: Consists of shares of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock that converted to Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").
F2: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.
F3: Consists of shares of Series F Preferred Stock that converted to Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.
F4: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 17 shares in which the Reporting Person has no pecuniary interest.