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Coursera, Inc. — Director's Dealing 2021
Jul 2, 2021
31686_dirs_2021-07-01_50c87596-ae66-4bbc-85bc-27f8e75ea40f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coursera, Inc. (COUR)
CIK: 0001651562
Period of Report: 2021-06-29
Reporting Person: Maggioncalda Jeffrey Nacey (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | M | 15472 | $2.56 | Acquired | 348472 | Direct |
| 2021-06-29 | Common Stock | S | 15472 | $41.0198 | Disposed | 333000 | Direct |
| 2021-06-30 | Common Stock | M | 11811 | $2.56 | Acquired | 344811 | Direct |
| 2021-06-30 | Common Stock | S | 9100 | $40.5682 | Disposed | 335711 | Direct |
| 2021-06-30 | Common Stock | S | 2711 | $41.0688 | Disposed | 333000 | Direct |
| 2021-07-01 | Common Stock | M | 2562 | $2.56 | Acquired | 335562 | Direct |
| 2021-07-01 | Common Stock | S | 2562 | $40.0421 | Disposed | 333000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Stock Option (right to buy) | $2.56 | M | 15472 | Disposed | 2027-07-13 | Common Stock (15472) | Direct |
| 2021-06-30 | Stock Option (right to buy) | $2.56 | M | 11811 | Disposed | 2027-07-13 | Common Stock (11811) | Direct |
| 2021-07-01 | Stock Option (right to buy) | $2.56 | M | 2562 | Disposed | 2027-07-13 | Common Stock (2562) | Direct |
Footnotes
F1: The reporting person's Form 3, filed on March 30, 2021, incorrectly reported that he may be deemed to indirectly own beneficially 80,000 shares of Common Stock held by certain of his family members, and the reporting person expressly disclaims beneficial ownership over such shares.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.
F3: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.66 to $41.64, inclusive. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F4: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.994, inclusive. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F5: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.15, inclusive. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F6: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.17, inclusive. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F7: Represents an initial option to purchase 5,552,808 shares of common stock, with 25% of the total number of shares subject to the option vesting on June 12, 2018, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.