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Couchbase, Inc. — Director's Dealing 2024
Apr 3, 2024
35594_dirs_2024-04-03_90b198a4-d658-41d3-8e3f-a44b12ae02e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Couchbase, Inc. (BASE)
CIK: 0001845022
Period of Report: 2024-04-01
Reporting Person: Chow Margaret (SVP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-01 | Common Stock | S | 2277 | $26.31 | Disposed | 210677 | Direct |
| 2024-04-01 | Common Stock | S | 248 | $26.31 | Disposed | 210429 | Direct |
| 2024-04-01 | Common Stock | M | 1960 | $7.75 | Acquired | 212389 | Direct |
| 2024-04-01 | Common Stock | M | 1040 | $7.75 | Acquired | 213429 | Direct |
| 2024-04-01 | Common Stock | S | 1960 | $26.0719 | Disposed | 211469 | Direct |
| 2024-04-01 | Common Stock | S | 1040 | $26.0998 | Disposed | 210429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | Stock Option | $7.75 | M | 1960 | Disposed | 2030-06-23 | Common Stock (1960) | Direct |
| 2024-04-01 | Stock Option | $7.75 | M | 1040 | Disposed | 2030-06-23 | Common Stock (1040) | Direct |
Footnotes
F1: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/2/2023.
F2: Includes 248 shares acquired pursuant to the 2021 Employee Stock Purchase Plan on March 20, 2024.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9400 to $26.3500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9400 to $26.4800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: All of the shares subject to this option are fully vested and exercisable as of the date hereof.