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COTY INC. — Director's Dealing 2020
Sep 10, 2020
6520_dirs_2020-09-09_9e9f46db-834c-4f1f-bcb7-55e40b204e9b.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2020-01-01
Reporting Person: Jones Richard J.S. (Global Chief Supply Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 245700 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A common stock (88888.0) | Direct |
Footnotes
F1: This submission is made to amend the Reporting Person's submission of an Initial Statement of Beneficial Ownership of Securities filed on November 19, 2019 and a Statement of Changes in Beneficial Ownership of Securities filed on November 19, 2019 (the "Original Submission"). After making the Original Submission, the Reporting Person determined in consultation with Coty Inc. (the "Issuer") that the Reporting Person was not designated an officer of the Issuer until January 1, 2020. As such, none of the holdings or transactions previously reported in the Reporting Person's Original Submission were subject to reporting under Section 16 until that date.
F2: When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 245,700 shares of Class A Common Stock.
F3: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.
F4: When the Reporting Person became an officer of the Issuer on January 1, 2020, the Reporting Person held 88,888 Restricted Stock Units. An amended Statement of Changes in Beneficial Ownership is being filed to correct the Original Submission because the award of Restricted Stock Units was not subject to reporting under Section 16 until January 1, 2020.