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COTY INC. — Director's Dealing 2020
Oct 22, 2020
6520_dirs_2020-10-21_f1e044da-38c5-4ee5-95cf-86b8eb0ca809.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2020-09-07
Reporting Person: Zafar Ayesha (SVP Group Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-07 | Class A common stock | M | 9661 | — | Acquired | 35673 | Direct |
| 2020-09-07 | Class A common stock | F | 3693 | — | Disposed | 31980 | Direct |
| 2020-10-05 | Class A common stock | M | 2397 | — | Acquired | 34377 | Direct |
| 2020-10-05 | Class A common stock | F | 917 | — | Disposed | 33460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-07 | Restricted Stock Units | $ | M | 9661 | Disposed | Class A common stock (9661.0) | Direct | |
| 2020-10-05 | Restricted Stock Units | $ | M | 2397 | Disposed | Class A common stock (2397.0) | Direct | |
| 2020-10-19 | Restricted Stock Units | $ | A | 74766 | Acquired | Class A common stock (74766.0) | Direct |
Footnotes
F1: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.
F2: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F3: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2021, 1/3 on October 19, 2022 and 1/3 on October 19, 2023.