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COTY INC. — Director's Dealing 2020
Nov 18, 2020
6520_dirs_2020-11-17_db206cbb-2e43-46d0-9512-fa8d03613727.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2020-11-15
Reporting Person: Singer Robert S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Class A common stock | M | 10000 | — | Acquired | 294982 | Direct |
| 2020-11-16 | Class A common stock | P | 10000 | $4.9488 | Acquired | 304982 | Direct |
| 2020-11-17 | Class A common stock | P | 15000 | $4.9733 | Acquired | 319982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $ | M | 10000 | Disposed | Class A common stock (10000.0) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | A | 25000 | Acquired | Class A common stock (25000.0) | Direct |
Footnotes
F1: The total holdings reflect an adjustment of 2,400 additional shares of Class A Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.9976, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 to $4.98, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F4: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F5: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions.