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COTY INC. — Director's Dealing 2019
Nov 19, 2019
6520_dirs_2019-11-18_dbbae51c-24af-437b-aba2-041ff9b48582.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2019-11-05
Reporting Person: Hanrot Sophie (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-05 | Class A common stock | M | 4075 | — | Acquired | 17552 | Direct |
| 2019-11-05 | Class A common stock | F | 1997 | — | Disposed | 15555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-05 | Restricted Stock Units | $ | M | 4075 | Disposed | Class A common stock (4075.0) | Direct | |
| 2019-11-14 | Restricted Stock Units | $ | A | 53333 | Acquired | Class A common stock (53333.0) | Direct |
Footnotes
F1: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person.
F2: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F3: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 60% on November 14, 2022, 20% on November 14, 2023 and 20% on November 14, 2024.