AI assistant
COTY INC. — Director's Dealing 2017
Jul 5, 2017
6520_dirs_2017-07-05_159d3cf0-e0c3-49a8-b711-fb90ae931464.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2017-06-30
Reporting Person: Macchio Ralph (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-30 | Class A common stock | M | 63755 | — | Acquired | 84588 | Direct |
| 2017-06-30 | Class A common stock | F | 25236 | — | Disposed | 59352 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-30 | Restricted Stock Units | $ | M | 63755 | Disposed | Class A common stock (63755.0) | Direct |
Footnotes
F1: Represents shares surrendered to the Issuer in connection with the vesting of restricted stock units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on June 30, 2017 of $18.76 and does not represent a sale by the Reporting Person.
F2: The transactions represent vesting of restricted stock units upon the Reporting Person's retirement as Chief Scientific Officer of the Issuer.
F3: Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc.
F4: On September 25, 2012, the Reporting Person was granted 37,500 restricted stock units, vesting on September 25, 2017. On September 30, 2013, the Reporting Person was granted 37,500 restricted stock units, vesting on September 30, 2018.
F5: 11,245 restricted stock units were forfeited by the Reporting Person upon his retirement in accordance with the terms of the Issuer's Equity and Long-Term Incentive Plan.