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COTY INC. — Director's Dealing 2016
Jan 6, 2016
6520_dirs_2016-01-05_728e888e-87d0-4d74-aae8-31e522248826.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2015-12-31
Reporting Person: Reis Mario (EVP, Supply Chain)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Series A Preferred Stock (right to buy) | $ | D | 213633 | Disposed | 2025-04-15 | Class A common stock (213633.0) | Direct |
Footnotes
F1: The transaction represents forfeiture of Series A Preferred Stock pursuant to the terms of the award, which require a number of shares of Series A Preferred Stock to be forfeited depending on the difference between the number of shares of Class A Common Stock held by the reporting person as of December 31, 2015 and the maximum investment amount established for the reporting person. The remaining shares of Series A Preferred Stock vest on April 15, 2020, subject to certain vesting conditions and exceptions. Upon vesting, each share of Series A Preferred Stock can be exchanged for up to one share of Class A Common Stock.