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COTY INC. — Director's Dealing 2016
Mar 9, 2016
6520_dirs_2016-03-09_5336cfc8-1306-4566-a213-c6c97d76fb08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2016-03-07
Reporting Person: Becht Lambertus J.H. (Director, Interim CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-07 | Class A common stock | J | 4668810 | — | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 128631 | Indirect |
Footnotes
F1: On March 7, 2016, the reporting person transferred 4,668,810 shares of Class A common stock of the issuer to a newly-formed Luxembourg corporation (the "Corporation") for estate planning purposes in exchange for shares of the Corporation. Effective upon the transfer, the reporting person ceased to be the "beneficial owner" of such shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, and the rules and regulations thereunder, as he ceased at such time to have any investment or other control over the shares.
F2: The reporting person may be deemed to have an indirect pecuniary interest representing less than 2% of the Class A common stock held by JAB Cosmetics B.V. The reporting person disclaims such pecuniary interest except to the extent, if any, it is realized.