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COTY INC. — Director's Dealing 2016
Oct 4, 2016
6520_dirs_2016-10-04_ef695085-2950-42ac-ab98-f1c393f98930.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2016-09-30
Reporting Person: JAB Cosmetics B.V. (10% Owner)
Reporting Person: Agnaten SE (10% Owner)
Reporting Person: Lucresca SE (10% Owner)
Reporting Person: JAB Holdings B.V. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class A Common Stock, par value $0.01 per share | C | 262062370 | — | Acquired | 271118041 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class B Common Stock, par value $0.01 per share | $ | C | 262062370 | Disposed | Class A Common Stock, par value $0.01 per share (262062370) | Direct |
Footnotes
F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. Such share conversion is exempt from registration under the Securities Act of 1933, as amended, by reason of the exemption provided in Section 3(a)(9) thereunder.
F2: This Statement is being filed by JAB Cosmetics B.V. ("JAB Cosmetics"), JAB Holdings B.V. ("JAB Holdings"), Agnaten SE ("Agnaten") and Lucresca SE ("Lucresca" and, together with JAB Cosmetics, JAB Holdings and Agnaten, the "Reporting Persons"). JAB Cosmetics is an indirect subsidiary of each of Agnaten and Lucresca. JAB Holdings is an indirect subsidiary of each of Agnaten and Lucresca and a direct stockholder of JAB Cosmetics. Other intervening subsidiaries are Donata Holdings B.V., JAB Holding Company s.a r.l., and JAB Investments s.a r.l. JAB, Agnaten and Lucresca are indirect beneficial owners of the reported securities, and each disclaims a pecuniary interest in the reported securities except to the extent of its interest therein.