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COTY INC. — Director's Dealing 2015
Apr 18, 2015
6520_dirs_2015-04-17_bd0a56f3-458f-4ec7-b5f4-2a2ac568a3d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2015-04-14
Reporting Person: de Talhouet Patrice (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-14 | Class A common stock | M | 51381 | — | Acquired | 168587 | Direct |
| 2015-04-14 | Class A common stock | M | 21141 | — | Acquired | 189728 | Direct |
| 2015-04-15 | Class A common stock | P | 17569 | $24.86 | Acquired | 207297 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-14 | Restricted Stock Units | $ | M | 51381 | Disposed | Class A common stock (51381.0) | Direct | |
| 2015-04-14 | Restricted Stock Units | $ | M | 21141 | Disposed | Class A common stock (21141.0) | Direct | |
| 2015-04-15 | Series A Preferred Stock (right to buy) | $ | A | 621633 | Acquired | 2025-04-15 | Class A common stock (621633.0) | Direct |
Footnotes
F1: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. Vesting of Restricted Stock Units was accelerated from January 1, 2019 to April 14, 2015.
F2: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. Vesting of Restricted Stock Units was accelerated from February 18, 2019 to April 14, 2015.
F3: Upon vesting, each Series A Preferred Stock can be exchanged for up to one share of Class A Common Stock. The Series A Preferred Stock vest on April 15, 2020, subject to certain vesting conditions and exceptions.