AI assistant
COTY INC. — Director's Dealing 2014
Mar 5, 2014
6520_dirs_2014-03-05_2ef5eb2d-d9f0-4cbf-a4b8-5c02d3ecf33d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2014-03-04
Reporting Person: Kaufman Jules (SVP General Counsel, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-04 | Class A Common Stock | M | 36750 | — | Acquired | 203732 | Direct |
| 2014-03-04 | Class A Common Stock | S | 8568 | $15.1361 | Disposed | 195164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-04 | Restricted Stock Units | $ | D | 36750 | Disposed | Class A Common Stock (36750) | Direct |
Footnotes
F1: Reflects settlement of Restricted Stock Units into shares of Class A Common Stock. Each Restricted Stock Unit settles into one share of Class A Common Stock within 15 days of vesting. The Restricted Stock Units vested on March 2, 2014 and settled on March 4, 2014.
F2: Reflects the sale of shares of Class A common stock to pay withholding taxes related to settlement of the Restricted Stock Units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.97 to $15.25, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.