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COTY INC. Director's Dealing 2014

Jun 11, 2014

6520_dirs_2014-06-11_f71aee2f-d2d7-4084-8428-380766df090b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2014-06-09

Reporting Person: Shiah James E. (SVP, Chief Acct. & Compl. Off.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-09 Class A common stock M 47000 $10.20 Acquired 81813 Direct
2014-06-09 Class A common stock M 49213 $6.40 Acquired 131026 Direct
2014-06-09 Class A common stock S 96213 $17.8079 Disposed 34813 Direct
2014-06-10 Class A common stock M 50787 $6.40 Acquired 85600 Direct
2014-06-10 Class A common stock M 10000 $6.40 Acquired 95600 Direct
2014-06-10 Class A common stock S 95600 $17.4503 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-09 Stock Option (right to buy) $10.2 M 47000 Disposed 2017-09-10 Class A common stock (47000.0) Direct
2014-06-09 Stock Option (right to buy) $6.4 M 49213 Disposed 2019-01-07 Class A common stock (49213.0) Direct
2014-06-10 Stock Option (right to buy) $6.4 M 50787 Disposed 2019-01-07 Class A common stock (50787.0) Direct
2014-06-10 Stock Option (right to buy) $6.4 M 10000 Disposed 2019-03-09 Class A common stock (10000.0) Direct
2014-06-10 Stock Option (right to buy) $9.2 D 15000 Disposed 2020-12-03 Class A common stock (15000.0) Direct
2014-06-10 Stock Option (right to buy) $10.5 D 13000 Disposed 2022-01-10 Class A common stock (13000.0) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $18.22, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.29 to $17.88, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.

F3: The transactions represent forfeiture of matching stock options ("Matching Equity") issued under the Company's executive ownership programs in connection with the purchase of shares of Common Stock by the reporting person. Matching Equity is forfeited if the reporting person sells shares to which the Matching Equity relates prior to the 5th anniversary of purchase.