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COTY INC. — Director's Dealing 2014
Jun 18, 2014
6520_dirs_2014-06-17_4928b8d0-0681-49ae-860e-0f673056008e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2014-06-13
Reporting Person: Monaco Kevin (SVP, Treasurer & IR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-13 | Class A common stock | M | 25000 | — | Acquired | 50748 | Direct |
| 2014-06-16 | Class A common stock | S | 6638 | $16.9873 | Disposed | 44110 | Direct |
| 2014-06-17 | Class A common stock | S | 2696 | $16.9057 | Disposed | 41414 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-13 | IPO Units | $ | M | 25000 | Disposed | Class A common stock (25000.0) | Direct |
Footnotes
F1: The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Monaco's 10b5-1 plan in multiple transactions at prices ranging from $16.96 to $17.18, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Monaco's 10b5-1 plan in multiple transactions at prices ranging from $16.87 to $17.03, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc.