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COTY INC. — Director's Dealing 2014
Nov 13, 2014
6520_dirs_2014-11-13_1556783d-ac97-4019-840a-81cd183487ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2014-11-11
Reporting Person: Muench Thomas (SVP, Group Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-11 | Class A common stock | M | 20000 | $6.40 | Acquired | 23974 | Direct |
| 2014-11-11 | Class A common stock | M | 14399 | $8.25 | Acquired | 38373 | Direct |
| 2014-11-11 | Class A common stock | S | 19000 | $18.6765 | Disposed | 19373 | Direct |
| 2014-11-13 | Class A common stock | M | 601 | $8.25 | Acquired | 19974 | Direct |
| 2014-11-13 | Class A common stock | S | 350 | $19.4401 | Disposed | 19624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-11 | Stock Option (right to buy) | $6.4 | M | 20000 | Disposed | 2019-01-07 | Class A common stock (20000.0) | Direct |
| 2014-11-11 | Stock Option (right to buy) | $8.25 | M | 14399 | Disposed | 2019-09-08 | Class A common stock (14399.0) | Direct |
| 2014-11-13 | Stock Option (right to buy) | $8.25 | M | 601 | Disposed | 2019-09-08 | Class A common stock (601.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.6700 to $18.7050, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold for the payment of the exercise price of the Stock Options and related withholding taxes.
F2: The shares were sold for the payment of the exercise price of the Stock Options and related withholding taxes.