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COTY INC. — Director's Dealing 2014
Nov 18, 2014
6520_dirs_2014-11-17_64947666-e6af-41a0-b611-9c016b5f4359.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2014-11-13
Reporting Person: Schoewel Erhard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-13 | Class A common stock | M | 10000 | — | Acquired | 300500 | Direct |
| 2014-11-14 | Class A common stock | S | 1509 | $19.39 | Disposed | 298991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | Restricted Stock Units | $ | M | 10000 | Disposed | Class A common stock (10000.0) | Direct | |
| 2014-11-14 | Restricted Stock Units | $ | A | 10000 | Acquired | Class A common stock (10000.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.3100 to $19.3900, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold pursuant to Mr. Schoewel's 10(b)5-1 plan and were sold for the payment of withholding taxes related to the vesting of the RSUs.
F2: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.
F3: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. The Restricted Stock Units vest on November 14, 2019.