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COTY INC. — Director's Dealing 2013
Jun 17, 2013
6520_dirs_2013-06-17_07461025-983d-4883-93f9-8326d4ed2014.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-04-23
Reporting Person: Shiah James E. (SVP, Chief Acct. & Compl. Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-23 | Class A common stock | M | 121150 | $10.20 | Acquired | 140150 | Direct |
| 2013-04-23 | Class A common stock | F | 72690 | $17.00 | Disposed | 67460 | Direct |
| 2013-04-23 | Class A common stock | D | 48460 | $17.00 | Disposed | 19000 | Direct |
| 2013-04-23 | Class A common stock | M | 43000 | $10.20 | Acquired | 62000 | Direct |
| 2013-04-23 | Class A common stock | F | 25800 | $17.00 | Disposed | 36200 | Direct |
| 2013-04-23 | Class A common stock | D | 17200 | $17.00 | Disposed | 19000 | Direct |
| 2013-06-13 | Class A common stock | M | 25000 | — | Acquired | 44000 | Direct |
| 2013-06-13 | Class A common stock | F | 12918 | $17.50 | Disposed | 31082 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-23 | Stock Options (right to buy) | $10.20 | M | 121150 | Disposed | 2017-11-01 | Class A common stock (121150) | Direct |
| 2013-04-23 | Stock Options (right to buy) | $10.20 | M | 43000 | Disposed | 2017-09-10 | Class A common stock (43000) | Direct |
| 2013-06-13 | IPO Units | $ | M | 25000 | Disposed | Class A common stock (25000) | Direct |
Footnotes
F1: The transactions represent exercises of vested stock options for cash.
F2: The transactions represent vesting and settlement of IPO Units on June 13, 2013, and withholding of shares of Class A common stock upon settlement to pay withholding taxes.
F3: Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc. The remaining IPO Units vest on June 13, 2014.
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